Fee And Service Schedule
Portfolio Management:
Total Amounts less than $100K: An initial consultation of up to 2 hrs with CFP, RIA portfolio manager. Preparation of a written investment plan (letter form) by or under supervision of CFP, RIA portfolio manager and management of portfolio assets in accordance with that written plan. Up to 2 hrs of tax planning /return preparation by or under supervision of CPA, CFP. Additional consultations totaling up to 1 hr annually with any principal (s) of DW Financial Inc.
1.95% of assets under management plus $600 for accounts with less than $25K under management and $300 for accounts with less than $50K under management.
Total Amounts of at least $100K: An initial consultation of up to 3 hrs with CFP, RIA portfolio manager. Portfolio management and up to 3 hrs of tax planning/return preparation as above. Additional consultations totaling up to 3 hrs annually with any firm principal(s).
1.75% of assets under management.
Total Amounts of at least $200k: An initial consultation of up to 4 hrs with CFP, RIA portfolio manager. Portfolio management and up to 4 hrs tax planning/return preparation as above. Additional consultations totaling up to 4 hrs annually with any firm principal(s).
1.5% of assets under management
Total Amounts of at least $400k: An initial consultation of up to 4 hrs with CFP, RIA portfolio manager. Portfolio management and up to 4 hrs of tax planning /return preparation as above. Additional consultations totaling up to 6 hrs annually with any firm principal(s).
1.25% of assets under management.
Total amounts of at least $600K: An initial consultation of up to 6 hrs with CFP, RIA portfolio manager. Portfolio management and up to 6 hrs of tax planning/return preparation as above. Additional consultations totaling up to 8 hrs annually with any firm principal (s).
1.00% of assets under management.
Total amounts of at least $1 M: An initial consultation of up to 6 hrs with CFP, RIA portfolio manager. Portfolio management and tax planning/ return preparation as above. Additional consultations as reasonably needed with any firm principal(s).
.85% of assets under management.
Total amounts in excess of $1M: An initial consultation, portfolio management and tax planning /preparation as above. Additional consultations as reasonably needed with any firm principal (s) and/or staff member.
.75% of assets under management
ADDITIONAL SERVICES:
Consulting hourly rate $225 for firm principals Kevin Davidson and Dale Woodward.