Fee And Service Schedule
Total Amounts less than $100K: Initial consultations of up to 2 hrs with CFP, RIA portfolio manager. Preparation of a written investment plan (letter of engagement form) by or under supervision of CFP, RIA portfolio manager and management of portfolio assets in accordance with that written plan. Plus up 2 hrs of tax planning / return preparation by or under supervision of a CPA. Additional consultations totaling up to 1 hr annually with any principal (s) of DW Financial Inc.
1.95% of assets under management plus $300 for accounts with less than $50K under management. Minimum opening account amount is $25,000.
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Total Amounts of at least $100K: Initial consultations of up to 3 hrs with CFP, RIA portfolio manager. Portfolio management and up to 3 hrs of tax planning / return preparation as above. Additional consultations totaling up to 3 hrs annually with any firm principal(s).
1.75% of assets under management.
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Total Amounts of at least $200K: Initial consultations of up to 4 hrs with CFP, RIA portfolio manager. Portfolio management and up to 4 hrs tax planning / return preparation as above. Additional consultations totaling up to 4 hrs annually with any firm principal(s).
1.5% of assets under management
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Total Amounts of at least $400K: Initial consultations of up to 4 hrs with CFP, RIA portfolio manager. Portfolio management and up to 4 hrs of tax planning / return preparation as above. Additional consultations totaling up to 6 hrs annually with any firm principal(s).
1.25% of assets under management.
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Total amounts of at least $600K: Initial consultations of up to 6 hrs with CFP, RIA portfolio manager. Portfolio management and up to 6 hrs of tax planning / return preparation as above. Additional consultations totaling up to 8 hrs annually with any firm principal (s).
1.00% of assets under management.
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Total amounts of at least $1M: Initial consultations of up to 6 hrs with CFP, RIA portfolio manager. Portfolio management and tax planning / return preparation as above. Additional consultations as reasonably needed with any firm principal(s).
.75% of assets under management.
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For purpose of account minimum and fee calculations the totals of all accounts owned by any one family are aggregated.